Tag:financial service firms

1
Europe: UK’s FCA Challenges Firms to Improve Sanction Screening Processes

Europe: UK’s FCA Challenges Firms to Improve Sanction Screening Processes

By: Joseph Skilton, Michael Ruck, Rosie Naylor

The FCA has assessed and reported on the sanctions controls of over 90 financial service firms from a range of sectors including wealth management.

Read More

Copyright © 2024, K&L Gates LLP. All Rights Reserved.