Tag:Discussion Paper

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NSW Anti-Slavery Commissioner Proposes a Financial Services Code of Practice to Combat Modern Slavery
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Europe:  FCA Sets Ambitious Goal to Improve Asset Management Regulation in the UK

NSW Anti-Slavery Commissioner Proposes a Financial Services Code of Practice to Combat Modern Slavery

Jul 18 2024
Browse archives for July 18, 2024
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Institutional Investors, Investment Manager Regulation, Pensions and Retirement Funds, Retail Investor Funds, Sophisticated Investor Funds

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By: Jim Bulling and Emre Cakmakcioglu

In May 2024, the NSW Anti-slavery Commissioner (Commissioner) published a Discussion Paper introducing a draft Code of Practice (Code) to reduce modern slavery in the financial services sector. The Commissioner sought feedback on both the Discussion Paper and Code by 15 July 2024.

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Europe:  FCA Sets Ambitious Goal to Improve Asset Management Regulation in the UK

Feb 24 2023
Browse archives for February 24, 2023
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Distribution, Global Regulatory Development, Institutional Investors, Investment Manager Regulation, Retail Investor Funds, Sophisticated Investor Funds

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By Robert Lloyd, Maya Ffrench-Adam and Philip Morgan

On 20 February 2023, the FCA published a discussion paper (DP23/2) on improving the UK asset management regime.  Key themes include:

Alignment with Relevant International Standards 

The FCA does not want to create unnecessary complexity for firms operating in multiple jurisdictions. It aims to develop the regime to interact effectively with international requirements, while promoting the international competitiveness of the UK economy.

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