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Recent Posts

Europe: Proposed UK and EU Rules on More Research Cost Re-Bundling Move Closer
“Oops, I was a Broker!?” SEC Cracks Down on Investment Adviser Representatives Acting as Unregistered Brokers
ASIC Puts Insurers on Notice
How Do Your Internal Dispute Resolution Processes Stack Up?
Federal Court Vacates SEC’s Expanded Dealer Definition

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Global Investment Law Watch
K&L Gates LLP
210 Sixth Avenue
Pittsburgh, PA 15222
Phone: 412.355.6500

K&L Gates is a fully integrated global law firm with lawyers and policy professionals located across five continents.

For more information about K&L Gates or its locations, practices and registrations, visit www.klgates.com.

This blog is intended for informational purposes and does not contain or convey legal advice. The information herein should not be used or relied upon in regard to any particular facts or circumstances without first consulting a lawyer. Any views expressed herein are those of the author(s) and not necessarily those of the law firm’s clients . By using this blog, you understand that there is no lawyer-client relationship intended or formed between you and the blog publisher or any contributing lawyer. The blog should not be used as a substitute for competent legal advice from a lawyer you have retained and who has agreed to represent you.

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