Archive:February 8, 2023

1
United States: SEC Division of Examinations Announces 2023 Examination Priorities
2
Australia: APRA Provides Insight into 2023 Priorities

United States: SEC Division of Examinations Announces 2023 Examination Priorities

By: Hayley Trahan-Liptak and Anna E. L’Hommedieu

On February 7, 2023, the U.S. Securities and Exchange Commission (SEC) Division of Examinations (the Division) announced its 2023 examination priorities.[1]  The timing of the announcement, over a month earlier than the Division’s examination priority announcements in the prior two years, suggests a return to normal following pandemic-era examinations.

Read More

Australia: APRA Provides Insight into 2023 Priorities

By Jim Bulling, Anabelle Weinberg and Lok Choy

The Australian Prudential Regulation Authority (APRA) has released its policy and supervision priorities for 2023 with the aim to increase the financial soundness of the banking, insurance and superannuation industry.

Read More

Copyright © 2025, K&L Gates LLP. All Rights Reserved.